Sr Analyst - Regulatory Analysis and Reporting null

Responsibilities

• IC1Assists with supporting Business Risk and Control managers to ensure risk culture and controls environment meet standards set as the first line of defence
• Assists with the implementation of policies, procedures and controls that maintain the accuracy of data being reported.
• Participates in plans and programs that help automate the regulatory reporting process and limitation of control gaps.
• Supports more senior team members in maintaining the appropriate risk culture.
• Assists in root cause analyses to determine where there are control gaps.
• May contribute to the execution of programs to address them.
• Works to gain a good understanding of the processes and products within the relevant systems from which regulatory reports are created. Conducts data cleaning/remediation activities as required.
• Prepares reports.
• Reviews accuracy of reports and calculations performed by more junior team members.
• Accountable for a portion of the attestation process.
• Confirms affirmation with more senior team members prior to signing-off on the integrity of the data delivered. Is beginning to build effective working relationships with internal and external stakeholders to remove barriers to successful regulatory reporting implementation.
• No direct reports.
• Provides guidance to more junior team members as needed.
• Contributes to the achievement of team objectives

Requirements

• A Bachelor's degree or the equivalent combination of education and experience is required.0-3 years of experience preferred.
• Experience in the securities or financial services industry is preferred.